BSA/AML Investigator

At Union Bank of California, our people are our greatest asset.  Our employees come from many different backgrounds, bringing with them different experiences and perspectives, which are the key to our success.  We strive to build an employee group that understands and reflects the diverse communities we serve through our 319 offices.  Our efforts have been recognized by the U.S. Department of Labor, as well as Fortune Magazine, who, for two years in a row, ranked us among the top ten companies for diversity in the workplace.  For more information about our company's history, visit our website @ www.uboc.com.

 

Job Description:

The Financial Investigations Unit (FIU) is seeking a specialist to conduct enhanced due diligence research on pre-defined customer segments considered high risk for money laundering activity and to investigate specific client records for potential BSA compliance concerns. Daily work will involve analyzing, evaluating, and documenting assigned cases to ensure that any potential suspicious activity is identified, compliance objectives are met, and quality control reviews are satisfied; providing recommendations for suspicious activity report (SAR) filing and possible disengagement of clients;  completing all SARs to meet regulatory compliance guidelines within specified timeframes and to high standards of quality; acting as a liaison between enterprise-wide business units, Legal Division, Corporate Compliance, regulatory agencies, and law enforcement agencies when appropriate.

 

This is an exempt position. Business hours are Monday ? Friday from 8:00am to 5:00pm; however, hours may be adjusted to meet business needs. Career development opportunities, full benefits, and tuition reimbursement are available. Business casual dress. Located in San Francisco?s Financial District, on the historic California Street cable car line and the 10, 15 and all commuter express Muni lines; three blocks from multiple Muni lines, Metro, and BART. Parking garages throughout the neighborhood. Close to freeways and the Bay Bridge. Fitness gyms, shopping, restaurants, the Embarcadero, and AT&T Park within walking distance.

 

Minimum Qualifications:

Desired applicants will have a BSA/AML investigations background with experience in bank operations, compliance or audit; experience using bank mainframe and web-based applications; strong internet research skills; minimum of 3-6 years relative industry experience; Bachelor's degree or 3 ? 6 years relative industry experience; effective written and verbal communication skills; MS Office Suite proficiency (Access, Excel, Word, PowerPoint). Issue analysis and writing sample assignment may be required of final candidates.

 

Preferred Skills:

Working knowledge and training in OFAC and OCC regulations and compliance, in addition to BSA/AML experience, is strongly preferred.

 

To Apply: Email your resume to careers05@uboc.com and reference UB318625MB.

 

Union Bank of California is an Equal Opportunity Employer.