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Operations Associate

Details

Country: USA
Location: NY New York
Total applied: 10

Relevant Work Experience: 5+ to 7 Years
Career Level: Experienced (Non-Manager)
Education Level: Bachelor's Degree
Job Type: Employee
Job Status: Full Time
Job Shift: First Shift (Day)
Salary: From 55,000.00 to 85,000.00 USD per year

Job Title: Operations Associate

Test, verify, and monitor electronic regulatory reporting.

Understand business and reporting rules and monitor to make sure we are reporting correctly.

College degree

Brokerage industry min 2 years

Tech savvy, or having any compliance experience would be a plus

Candidate Must Have

OATS - Order Audit Trail SystemOTS - Order Tracking SystemDPTR - Daily Program Trading ReportSEC Rule 605/606 - has to be with Best Execution

Equities Compliance

Location: New York City

Hours: 9:00 am ?5:00 pm (Mon-Fri)

Department: New DEPT- Electronic Regulatory Reporting

Salary: $55,000.00 to $85,000.00

Please submit your resume in a word document

- Apply for Operations Associate

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