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 Financial Services Regulatory Consultant

Details
Country: USA
Location: CA Costa Mesa
Total applied: 36

Financial Services Regulatory Consultant

Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP?s subsidiaries are among the nation?s leading professional services firms, providing audit, tax, consulting, and financial advisory services through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.

Deloitte Touche Tohmatsu is one of the world's leading professional services organizations.
The member firms of Deloitte Touche Tohmatsu deliver world-class assurance and advisory, tax and consulting services. With more than 119,000 people in over 140 countries, the member firms serve over one-half of the world's largest companies, as well as large national enterprises, public institutions and successful,
fast-growing global growth companies.? Known as an employer of choice for innovative human resources programs, Deloitte & Touche has been recognized as one of the "100 Best Companies to Work For in America" by Fortune magazine for six consecutive years.
Our internationally experienced professionals strive to deliver seamless, consistent services wherever our clients operate. Our mission is to help our clients and our people excel.
Our Audit and Enterprise Risk Services (AERS) practice is a global leader in helping clients manage risk from the boardroom to the network. As the largest risk management consulting practice of its kind, we offer a comprehensive array of services designed to help our clients understand business risks, determine acceptable levels of exposure, implement controls, and provide ongoing measurement and monitoring of the risk environment and compliance.
Our Regulator Consulting Services include:
? Internal Control Assessment
? Regulatory Compliance Structures
? Policy
and Procedures Review
? Inspections and Deficiencies Support
? SEC Enforcement Proceedings Support
? Compliance Design and Implementation
Demonstrated Abilities:
? Understanding and experience in at least one of the following:Investment Management accounting, ?operations and/or regulatory experience;? Banking/Regulatory; Insurance industry accounting, ?auditing internal controls and financial ?reporting; Securities accounting, auditing, sales ?practice
??Writing reports
??Contribute to a strong client relationship through interactions with client personnel
??Understand engagement as it relates to client's business
??Demonstrate knowledge in some areas of industry or functional specialty
??Assume responsibility for small components of engagements.? May have greater role on small engagements
??Contribute to engagement planning and ensuring that products/deliverables meet contract/workplan
??Deliver services that meet D&T task leader specifications
??Recognize and
communicate opportunities to sell "add-on" work to client
??Contribute to a positive team attitude
Qualifications:
??BA/BS in related field
??2+ years related experience
? CPA, CIA, CISA, or CISSP is strongly preferred
? Willingness to travel as necessary


Deloitte & Touche USA LLP and its subsidiaries ("the Deloitte US Firms") are equal opportunity employers.

About Deloitte
Deloitte refers to one or more of Deloitte Touche Tohmatsu, a Swiss Verein, its member firms and their respective subsidiaries and affiliates. As a Swiss Verein (association), neither Deloitte Touche Tohmatsu nor any of its member firms has any liability for each other?s acts or omissions. Each of the member firms is a separate and independent legal entity operating under the names ?Deloitte,? ?Deloitte & Touche,? ?Deloitte Touche Tohmatsu,? or other related names. Services are provided by the member firms or their subsidiaries or affiliates and not by the Deloitte Touche Tohmatsu Verein
.
Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu. In the U.S., services are provided by the subsidiaries of Deloitte & Touche USA LLP (Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP, Deloitte Tax LLP and their subsidiaries), and not by Deloitte & Touche USA LLP.




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