Capital Markets Senior Consultant – Securities Compliance - Risk Technology & Operations

Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP?s subsidiaries are among the nation?s leading professional services firms, providing audit, tax, consulting, and financial advisory services through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.

Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP's subsidiaries are among the nation's leading professional services firms, providing audit, tax, consulting, and financial advisory services
through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.
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Our Capital Markets practice is a global leader in helping clients improve their capabilities for managing the risks associated with operating in the global marketplace. ?With specialization in all areas of financial and operational risk, our cross-functional team includes more than 300 former risk managers, traders, investment managers, regulators, middle office and operations managers, and technology application specialists.? Our securities clients include broker/dealers, Exchanges, Investment Banks, and the individuals and organizations involved in supporting their operations.
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The Financial Services Industry group within Capital Markets is seeking Senior Consultant candidates to join our experienced financial services consulting team - based in New York.? As a Senior Consultant, you will leverage your
knowledge and experience to deliver of risk, technology and operations solutions to our securities industry clients.? This position will focus on helping our client with regulatory and compliance issues. You will be involved in assessing operational risk and controls, developing business and technology requirements, documenting policies and procedures, and selecting, implementing and testing systems which support investment operations.? You will also participate in the development of proposals and support the sales and marketing efforts of the group.

The ideal candidate will be a motivated self-starter who works well independently or as part of a team.? The candidate should have:
- Four or more years in the securities? industry - at a broker dealer organization, service provider, or an securities consulting firm
- Working knowledge of front, middle and back office systems
- Understanding in more than one of the following:
- Investment management operations

- Risk management practices and methodologies
- Regulatory issues affecting the securities industry
- Broker/Dealer Examination process and reviews
- Knowledge of SEC, NYSE and NASD Regulatory reporting requirements
- Knowledge of the sourcing for regulatory reporting data, compilation and processes
- Regulatory and compliance technologies
- A BA/BS in an analytical, IT, business or finance related field - finance or accounting preferred
- Strong communications skills - oral and written
- Willingness to travel (extensive travel may be involved)
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Proficiency in Microsoft Office products, including Excel, Word, PowerPoint, Visio, Access and Project, is also required.


Deloitte & Touche USA LLP and its subsidiaries ("the Deloitte US Firms") are equal opportunity employers.

About Deloitte
Deloitte refers to one or more of Deloitte Touche Tohmatsu, a Swiss Verein, its member firms and their
respective subsidiaries and affiliates. As a Swiss Verein (association), neither Deloitte Touche Tohmatsu nor any of its member firms has any liability for each other?s acts or omissions. Each of the member firms is a separate and independent legal entity operating under the names ?Deloitte,? ?Deloitte & Touche,? ?Deloitte Touche Tohmatsu,? or other related names. Services are provided by the member firms or their subsidiaries or affiliates and not by the Deloitte Touche Tohmatsu Verein.
Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu. In the U.S., services are provided by the subsidiaries of Deloitte & Touche USA LLP (Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP, Deloitte Tax LLP and their subsidiaries), and not by Deloitte & Touche USA LLP.




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