Capital Markets Senior Manager — Securities Compliance - Risk Technology & Operations

Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP?s subsidiaries are among the nation?s leading professional services firms, providing audit, tax, consulting, and financial advisory services through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.

Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu and services are provided by its subsidiaries, including Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP and Deloitte Tax LLP. Deloitte & Touche USA LLP's subsidiaries are among the nation's leading professional services firms, providing audit, tax, consulting, and financial advisory services
through nearly 30,000 people in more than 80 cities. Known as employers of choice for innovative human resources programs, they are dedicated to helping their clients and people excel.
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Our Capital Markets practice is a global leader in helping clients improve their capabilities for managing the risks associated with operating in the global marketplace. ?With specialization in all areas of financial and operational risk, our cross-functional team includes more than 300 former risk managers, traders, investment managers, regulators, middle office and operations managers, and technology application specialists.? Our investment management clients include investment advisers, mutual fund, hedge fund, and private equity fund managers, and the individuals and organizations involved in supporting their operations.
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The Financial Services Industry group within Capital Markets is seeking Senior Manager candidates to join our experienced financial services consulting team - based in New York.? As a
Senior Manager, you will leverage your knowledge and experience to manage the delivery of risk, technology and operations solutions to our securities industry clients.? This position will focus on helping our client with regulatory and compliance issues. It will focus on regulatory reporting requirements and the supporting systems as well as the process and procedures supporting a sophisticated compliance function.
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You will be responsible for managing complex engagements with multiple workstreams and stakeholders, delivering and advising on operational risk and control assessments, managing the development of business and technology requirements, documenting policies and procedures, and managing the selection, implementation and testing of systems which support investment operations.? You also be responsible for assisting in the management and development of the practice by leading sales, marketing and proposal efforts and by building eminence for the practice - through speeches, articles, and
contributions to practice methodologies.

?The ideal candidate will be a motivated self-starter who works well independently or as part of a team.? The candidate should have:
- Ten or more years experience in the securities ?industry - at a broker dealer organization, service provider, or an securities consulting firm
- Working knowledge of front middle and back office systems
- Depth of understanding in more than one of the following:
- Investment management operations
- Risk management practices and methodologies
- Regulatory issues affecting the securities industry
- Broker/Dealer Examination process and reviews
- Knowledge of SEC, NYSE and NASD Regulatory reporting requirements
- Knowledge of the sourcing for regulatory reporting data, compilation and processes
- Regulatory and compliance technologies
????????? A BA/BS in an analytical, IT, business or finance related field.? CPA,
MBA or MA/MS in finance or accounting preferred
????????? Project management experience including the application of standard project management methodology
????????? Experience managing and motivating large teams of individuals
????????? Experience effectively interfacing with senior management and executives
????????? Strong communications skills - oral and written
????????? Ability to team and network within the organization and externally with clients and through association membership
????????? Willingness to travel (extensive travel may be involved).??Proficiency in Microsoft Office products, including Excel, Word, PowerPoint, Visio, Access and Project, is also required.

Deloitte & Touche USA LLP and its subsidiaries ("the Deloitte US Firms") are equal opportunity employers.

About Deloitte
Deloitte refers to one or more of Deloitte Touche Tohmatsu, a Swiss Verein, its member firms and their respective subsidiaries and affiliates. As a Swiss Verein (association),
neither Deloitte Touche Tohmatsu nor any of its member firms has any liability for each other?s acts or omissions. Each of the member firms is a separate and independent legal entity operating under the names ?Deloitte,? ?Deloitte & Touche,? ?Deloitte Touche Tohmatsu,? or other related names. Services are provided by the member firms or their subsidiaries or affiliates and not by the Deloitte Touche Tohmatsu Verein.
Deloitte & Touche USA LLP is the U.S. member firm of Deloitte Touche Tohmatsu. In the U.S., services are provided by the subsidiaries of Deloitte & Touche USA LLP (Deloitte & Touche LLP, Deloitte Consulting LLP, Deloitte Financial Advisory Services LLP, Deloitte Tax LLP and their subsidiaries), and not by Deloitte & Touche USA LLP.




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