Director 2- Corporate Compliance

Description:
To ensure the Company complies with all applicable laws and regulations governing the Company’s business activities.



1. Implement and execute a long-term strategic plan for compliance at the Company.



2. Act as Chair of the Compliance Committee, coordinating meetings, goals and activities of the Committee.



3. Assume the role of Compliance Officer as deemed appropriate by the General Counsel and subject to appointment by the Board of Directors of the Company.



4. Research, review and develop working knowledge of key statutes and regulations relating to the Company’s business activities.



5. Participate in industry compliance groups to stay current with developments in compliance methodologies and best practices.



6. Interact with regulators during regulatory examinations, coordinate responses to comments and findings and monitor Company’s compliance with regulations.



7. Report compliance related issues to the Audit Committee of the Board of Directors.



8. Participate on corporate steering committees.



9. Work closely with Audit, Risk Management, BCP and IT Security to provide a consolidated risk management oversight function for the Company.



10. Manage a team of compliance professionals.



11. Oversee compliance training.



12. Other duties as determined by the Assistant General Counsel and/or the Audit Committee of the Board of Directors.



Bachelor’s degree required, MBA or JD strongly preferred. Minimum 8-10 years industry experience in internal audit, legal or compliance role.


Additional Details

Investors Bank & Trust is an Equal Opportunity Employer M/F/D/V

Qualifications:
Please see job description.

Salary/Benefits: Salary commensurate with experience
We offer an excellent benefits package which includes Medical, Dental, Life Insurance and Disability. We also offer 401K Savings Plan, Employee Stock Purchase Plan, as well as 100% Tuition Reimbursement. We have several Employee Rewards programs, Referral Bonus Program, Discounted Subway and Bus Passes, as well as many other great benefits.

Job Location: Boston, MA

Job Number: IRC39132

Company URL: http://www.investorsjobs.com/

Company Profile:
Investors Financial Services Corp. is a bank holding company. Our primary operating subsidiary is Investors Bank & Trust Company. Through our subsidiaries, we provide a comprehensive range of services to financial asset managers, such as mutual fund complexes, investment advisors, banks and insurance companies. These services include our core services, global custody and multicurrency accounting, and our value-added services including mutual fund administration, securities lending, foreign exchange, cash management and institutional transfer agency services.

Since becoming a publicly traded company in 1995, we have experienced dramatic growth in revenues, earnings, and total assets processed for clients. One of our core strategies is to maintain our technological expertise, as we believe that technology, not scale, determines our success. The asset servicing industry requires the technological capability to support a wide range of global security types, currencies, and complex portfolio structures.

We strive to deliver superior and innovative client service. We believe service quality in client relationships is key to maintaining and expanding business as well as attracting new clients. We look at assets servicing from our clients' viewpoint and build our business around their needs. Unlike most of our competition, we are 100% focused on the business of securities processing. That means the complex needs of asset managers receive 100% of our attention.

We are an Equal Opportunity Employer M/F/D/V

******** Please note: Applicants must apply on-line at www.investorsjobs.com to be considered for employment. Thank you for your interest and cooperation. *********