EQUITY TRADER

For the 10th year in a row, LPL Financial Services (LPL) has been named America?s number one independent brokerage firm.  Formed in 1989 through the merger of two small but successful brokerage firms, Linsco and Private Ledger, our firm continues to be an industry leader. Both a pioneer and innovator in the financial services arena, LPL manages over $95 billion in assets through its nationwide network of financial advisors. With dual headquarters in Boston and San Diego, we support over 6,000 financial advisors in more than 3,500 branch offices. The focus of our firm has always been on our advisors and our commitment to help them grow their business. In addition to providing independent research and operational support, LPL also leads the way on the technology front, offering innovative investment platforms that automate time-consuming functions. LPL?s technology streamlines business processes for advisors, freeing up their time to focus on what they do best ? provide sound financial advice and services to their clients. 

 

We are pleased to announce that LPL is opening a third location in Charlotte to better support the continued growth of the company and our advisor population. We encourage you to consider the following position and the opportunity to contribute to the next phase of growth within our firm. 

 

EQUITY TRADER

 

Equity trading position requires the ability to effectively communicate with LPL advisors, third party money managers and other LPL Departments. Specific qualifications include:

 Proven customer service skills3 years trading desk experienceKnowledge of equity and option marketsKnowledge of trading related regulatory systems and requirementsNASD licenses 7, 63 required. NASD licenses 4 and 55 preferred.Ability to listen and communicate in a clear, concise and complete mannerAbility to work productively in small and large group setting

Responsibilities:

 Assist advisors with order entry and statusAssist money managers with order entry and statusWork with market centers and exchanges to resolve trade breaksReview and approve electronic orders as necessary

We offer an excellent salary and benefits package. Please submit resume and salary history/requirements via our careers site at: http://www.lpl.com/html/carset.html  EOE