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Manager, Trading Compliance |
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MANAGER, ENTERPRISE RISK MANAGEMENT
| Details |
Country: USA
Location: CA San Diego
Total applied: 2
Relevant Work Experience: 2+ to 5 Years
Career Level: Experienced (Non-Manager)
Education Level: Associate Degree
Job Type: Employee
Job Status: Full Time
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MANAGER, ENTERPRISE RISK MANAGEMENT
MANAGER, ENTERPRISE RISK MANAGEMENT
For the 10th year in a row, LPL Financial Services (LPL) has been named America?s number one independent brokerage firm. Formed in 1989 through the merger of two small but successful brokerage firms, Linsco and Private Ledger, our firm continues to be an industry leader. Both a pioneer and innovator in the financial services arena, LPL manages over $95 billion in assets through its nationwide network of financial advisors. With dual headquarters in Boston and San Diego, we support over 6,000 financial advisors in more than 3,500 branch offices. The focus of our firm has always been on our advisors and our commitment to help them grow their business. In addition to providing independent research and operational support, LPL also leads the way on the technology front, offering innovative investment platforms that automate time-consuming functions. LPL?s technology streamlines business processes for advisors, freeing up their time to focus on what they do best ? provide sound financial advice and services to their clients.
LPL is looking for a full time Manager in Enterprise Risk Management (ERM). The qualified candidate will be taking on a new role within a new division at LPL. The responsibilities will revolve around managing risk through internal controls and efficiencies within existing processes, as well as upcoming projects and firm initiatives. Because ERM is a new division, the candidate must be flexible, as this will be an evolving role.
Qualifications:
? 2 ? 4 years experience in the financial services industry
? Excellent written and verbal communication skills
? Proficient in Microsoft Word, Excel, PowerPoint, and MS Project
? Strong analytical and organizational skills
? Detail-oriented and well organized
? Ability to multi-task in a fast paced, team oriented environment
? Risk management experience preferred
We offer an excellent salary and benefits package. Please submit resume and salary history/requirements via our careers site at: http://www.lpl.com/html/carset.html. EOE
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