Multi-Strategy Account Trading Liaison

Nuveen Investments, a premier investment management firm, is seeking a Multi-Strategy Account Trading Liaison to join our Separately Managed Accounts Operations team. This position will be located in our Radnor, PA office.

 

Responsibilites:

Process trade activity for accounts:
-Invest new accounts.
-Process client withdrawal requests.
-Rebalance in response to clients? actions.
-Process account liquidations.
-Initiate other manager trading activity and inform manager(s) of trade creation.

Perform Portfolio Maintenance at the sub-manager level:
-Process journalsecs, account number changes, and special requests.
-Make sure accounts are in line with sub-manager style.
-Regularly review and rebalance accounts for high and low cash.
-Review and trade accounts with restrictions and on margin.
-Review and trade oddball securities, fractional shares, and securities over 6%.
-Ensure integrity of data in portfolio accounting system (APL).

Perform Portfolio Maintenance at the master level:
-Rebalance accounts that cross master model threshold.
-Identify and research accounts in debit.
-Regularly review and rebalance accounts for low and high cash.

Serve as a liaison between the Multi-Strategy Investment Team and other departments/money manager(s):
-Work with the trading department to facilitate resolutions of trading problems.
-Communicate workflow information/issues to money manager (s).

Serve as a liaison between Operations and Financial Advisors regarding operational issues:
-Provide service to advisors on operational and account maintenance issues.
-Process tax planning requests.
-Investigate shorts, trading problems, and debits upon request.
-Verify and discuss with advisors any special requests received.
-Invest new accounts using the dollar cost averaging method when the clients request it.

Qualifications:

-Bachelors degree required (Business Administration, Finance, Economics, or Accounting major preferred). Series 65 required or must be obtained within 5 months of employment.
-2-5 years work experience in the investment industry required.
-Strong PC skills ? Microsoft Word, Excel and working knowledge of Checkfree/APL preferred.
-Knowledge of financial markets and basic economics concepts.
-Excellent communication skills, both written and verbal.
-Ability to organize and prioritize.
-Must be detail oriented.
-Ability to work both independently and as a team member
-Ability to meet both daily and periodic deadlines
-Flexibility in terms of daily schedule and responsibilities



We offer a competitive salary and comprehensive benefits package including medical and dental benefits, tuition reimbursement, and a 401(k).

 

Nuveen is an Equal Employment Opportunity Employer

 

Please No Phone Calls.