Corporate Securities Agent

 Company:  Gaming Control Board 

 Location:  Carson City, NV  89702



 Job Category:  Corporate Securities Agent 

Status:   Full Time Employee

 







 

 

RECRUITING FOR:  FULL-TIME VACANCY LOCATED AT THE GAMING CONTROL BOARD,

CORPORATE SECURITIES DIVISION, CARSON CITY.

 

THE POSITION OF CORPORATE SECURITIES AGENT:  UNDER LIMITED SUPERVISION, INVESTIGATES PUBLICLY TRADED CORPORATIONS FOR REGISTRATION AND SUITABILITY TO HOLD A NEVADA GAMING LICENSE, FOR APPROVALS OF PUBLIC OFFERINGS AND FOR RELATED APPROVALS; MONITORS REGISTERED PUBLICLY TRADED CORPORATIONS; MONITORS THE GAMING ACTIVITIES OF NEVADA GAMING LICENSEES; AND PERFORMS RELATED WORK AS REQUIRED.

 

(THE FOLLOWING IS USED AS A PARTIAL DESCRIPTION AND IS NOT RESTRICTIVE AS TO DUTIES REQUIRED.)

CONDUCTS INVESTIGATIONS OF PUBLICLY TRADED CORPORATIONS AND THEIR AFFILIATES.

ANALYZES FINANCIAL DOCUMENTS AND SECURITIES AND EXCHANGE COMMISSION FILINGS, SUCH AS REGISTRATION STATEMENTS, PROSPECTUSES, AND OTHER FINANCIAL DOCUMENTS CONCERNING THE ACTIVITIES OF PUBLICLY TRADED CORPORATIONS AND THEIR AFFILIATES; PREPARES DETAILED REPORTS CONCERNING THE INVESTIGATIONS OF PUBLICLY TRADED CORPORATIONS AND THEIR AFFILIATES; PREPARES CORRESPONDENCE AND WRITTEN AND ORAL REPORTS; INTERVIEWS AND INTERROGATES INDIVIDUALS/APPLICANTS PURSUANT TO ASSIGNMENTS; COLLECTS AND PRESERVES INFORMATION PERTAINING TO ASSIGNMENTS; DISCUSSES THE RESULTS OF INVESTIGATIONS WITH THE STATE GAMING CONTROL BOARD (?BOARD?) MEMBERS AND RESPONDS TO THEIR QUESTIONS.

MONITORS THE GAMING ACTIVITIES AND OPERATIONS OF REGISTERED PUBLICLY TRADED CORPORATIONS AND THEIR AFFILIATES ON A CONTINUING BASIS.

TRAVELS FREQUENTLY IN PERFORMANCE OF WORK.

 

MINIMUM QUALIFICATIONS: GRADUATION FROM AN ACCREDITED COLLEGE OR UNIVERSITY WITH A BACHELOR?S DEGREE IN ACCOUNTING, BUSINESS ADMINISTRATION, ECONOMICS, FINANCE OR OTHER APPLICABLE DEGREE; OR

 

AN EQUIVALENT COMBINATION OF EDUCATION AND PROFESSIONAL LEVEL EXPERIENCE IN THE AREAS OF:  ACCOUNTING, BANKING, FINANCE, SECURITIES ANALYSIS AND OFFERINGS, FEDERAL/STATE SECURITIES LAWS AND REGULATIONS, FINANCIAL ANALYSIS AND/OR INVESTIGATION OF WHITE COLLAR CRIME OR CLOSELY RELATED EXPERIENCE.

 



SALARY RANGE: $35,147 - $56,862  EMPLOYER PAID

$38,706 - $62,477  EMPLOYEE/EMPLOYER PAID

 

   

APPLICATIONS WILL BE ACCEPED UNTIL:  FURTHER NOTICE. QUALIFIED APPLICANTS

WILL BE ACCEPTED ON A ?FIRST COME, FIRST SERVED? BASIS.  HIRING MAY OCCUR BEFORE THE ANNOUNCEMENT IS CLOSED.

 

THIS POSITION REQUIRES SUCCESSFUL COMPLETION OF A BACKGROUND INVESTIGATION.

 

THE STATE GAMING CONTROL BOARD DOES NOT REIMBURSE CANDIDATES FOR INTERVIEW OR RELOCATION EXPENSES.

 

 

 

 

 

REQUEST GAMING CONTROL BOARD APPLICATION/DIRECT INQUIRIES TO:

 

Personnel Office

State Gaming Control Board

P.O. Box 8003

Carson City, Nevada 89702

or email resume to:

gcbpers@gcb.state.nv