Compliance Officer (Canada)

Job Description: 1.Monitor activities of assigned area(s) to ensure compliance with applicable internal policies and procedures and external regulations.

2.Review and analyze compliance monitoring reports and other related source documents for suspicious/unusual patterns of activity. Follow-up with responsible area for explanations and discussions for appropriate action.

3.Provide support to assigned areas on compliance-related issues, including documentation and form review for compliance with applicable regulations.

4.Provide support to Corporate Learning & Development in the development and delivery of compliance training programs.

5.Participate in special compliance reviews, projects and training efforts, as required.

6.Adhere strictly to compliance and operational risk controls in accordance with Company and regulatory standards, policies and practices; report control weaknesses, compliance breaches and operational loss events.

7.Complete other related duties as assigned and support the Company’s Diversity programs.

Job Experience:

Minimum of three years proven audit, compliance, financial services operations and/or regulatory experience, or equivalent.

Bachelor’s degree in business, finance, accounting, related field or equivalent experience.

Good interpersonal, organizational, communications, analytical and project management skills.

Knowledge of products, services, operations and systems and extensive dealing with laws, regulations and regulatory agencies related to assigned areas.

Proficiency with personal computers and pertinent mainframe systems and software packages.


HSBC Compensation
HSBC is a pay for performance company with policies and programs designed to ensure all employees receive fair and equitable compensation based on performance. Our compensation program is designed to attract, motivate, develop and retain the very best people.



HSBC Benefits
We are proud of our comprehensive flexible benefit program. Our program allows our employees to select the features that make the most sense for their individual and/or dependent(s) needs. Our benefit features include, but are not limited to; medical, prescription drug, dental, vision, life insurance, short and long term disability, retirement plans, stock option purchase plan, and a competitive time off program.

Searchable Keywords: Compliance Officer (Canada) / gj-mo

Years of Experience Required: At Least 3 Years

Expected Travel Time: None