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Paralegal - MMC, Inc. - New York, NY
| Details |
Country: USA
Location: NY New York
Total applied: 35
Job Type: Employee
Job Status: Full Time
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Paralegal - MMC, Inc. - New York, NY
Provide summaries to MMC attorneys on various business, regulatory and compliance matters, including resolving day-to-day legal issues related to our investment advisory business practice.Administer the division’s contract process.Review and summarize various investment management agreements for in-house counsel.Respond to inquiries from the Company’s investment advisory clients, including contract inquiries.Work with internal/external legal staff to resolve any compliance issues.Oversee the administration of registration statements, prospectuses, proxy statements, annual reports, and relevant sales literature.Provide all legal support to small team of in-house investment advisory attorneys, as required.
Bachelor’s degree required
Three to five years’ experience providing due diligence support to in-house legal teams.
Demonstrated thorough knowledge of the Investment Advisers Act of 1940 and NASD regulations.
Experience with structured and alternative products, and derivatives, highly desirable.
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