Regulatory Analyst

UBS is a leading global financial services firm. Global Wealth Management & Business Banking offers sophisticated wealth management services and personalized advice to help our clients achieve their financial goals. We are the world's leading wealth management business, Switzerland's leading retail and commercial bank, and one of the biggest private client businesses in the USA. By combining your talent with our strength, we can achieve great results.

Your job will include gathering information from branch office management, financial advisors and employees in response to regulatory inquiries (NYSE, NASD, SEC). your position will also entail handling a significant caseload, heavy document review and the preparation of written responses to regulators under an attorney's supervision.

Basic Qualifications
You are a professional with a Bachelor's degree and 5+ years related broker/dealer experience. You have strong written and verbal communication skills as well as proficiency in Microsoft Office.

Preferred Qualifications
You are a current law student.

We can offer you an exciting, fast-paced working environment, a culture of mutual respect and commitment to maintaining the highest ethical standards and the opportunity to play a vital role in our growth.

If you are attracted to joining an organization where every individual's contribution counts and where your talent will impact on our future, please apply for this position. It starts with you.

UBS is an equal opportunity employer. We respect and seek to empower each individual and the diverse cultures, perspectives, skills and experiences within our workforce.